TY - GEN
T1 - Towards Explainability and Fairness in Swiss Judgement Prediction
T2 - Joint 30th International Conference on Computational Linguistics and 14th International Conference on Language Resources and Evaluation, LREC-COLING 2024
AU - Santosh, T. Y.S.S.
AU - Baumgartner, Nina
AU - Stürmer, Matthias
AU - Grabmair, Matthias
AU - Niklaus, Joel
N1 - Publisher Copyright:
© 2024 ELRA Language Resource Association: CC BY-NC 4.0.
PY - 2024
Y1 - 2024
N2 - The assessment of explainability in Legal Judgement Prediction (LJP) systems is of paramount importance in building trustworthy and transparent systems, particularly considering the reliance of these systems on factors that may lack legal relevance or involve sensitive attributes. This study delves into the realm of explainability and fairness in LJP models, utilizing Swiss Judgement Prediction (SJP), the only available multilingual LJP dataset. We curate a comprehensive collection of rationales that 'support' and 'oppose' judgement from legal experts for 108 cases in German, French, and Italian. By employing an occlusion-based explainability approach, we evaluate the explainability performance of state-of-the-art monolingual and multilingual BERT-based LJP models, as well as models developed with techniques such as data augmentation and cross-lingual transfer, which demonstrated prediction performance improvement. Notably, our findings reveal that improved prediction performance does not necessarily correspond to enhanced explainability performance, underscoring the significance of evaluating models from an explainability perspective. Additionally, we introduce a novel evaluation framework, Lower Court Insertion (LCI), which allows us to quantify the influence of lower court information on model predictions, exposing current models' biases.
AB - The assessment of explainability in Legal Judgement Prediction (LJP) systems is of paramount importance in building trustworthy and transparent systems, particularly considering the reliance of these systems on factors that may lack legal relevance or involve sensitive attributes. This study delves into the realm of explainability and fairness in LJP models, utilizing Swiss Judgement Prediction (SJP), the only available multilingual LJP dataset. We curate a comprehensive collection of rationales that 'support' and 'oppose' judgement from legal experts for 108 cases in German, French, and Italian. By employing an occlusion-based explainability approach, we evaluate the explainability performance of state-of-the-art monolingual and multilingual BERT-based LJP models, as well as models developed with techniques such as data augmentation and cross-lingual transfer, which demonstrated prediction performance improvement. Notably, our findings reveal that improved prediction performance does not necessarily correspond to enhanced explainability performance, underscoring the significance of evaluating models from an explainability perspective. Additionally, we introduce a novel evaluation framework, Lower Court Insertion (LCI), which allows us to quantify the influence of lower court information on model predictions, exposing current models' biases.
KW - Explainability
KW - Fairness
KW - Legal Judgement Prediction
KW - Multilingual
UR - http://www.scopus.com/inward/record.url?scp=85195958389&partnerID=8YFLogxK
M3 - Conference contribution
AN - SCOPUS:85195958389
T3 - 2024 Joint International Conference on Computational Linguistics, Language Resources and Evaluation, LREC-COLING 2024 - Main Conference Proceedings
SP - 16500
EP - 16513
BT - 2024 Joint International Conference on Computational Linguistics, Language Resources and Evaluation, LREC-COLING 2024 - Main Conference Proceedings
A2 - Calzolari, Nicoletta
A2 - Kan, Min-Yen
A2 - Hoste, Veronique
A2 - Lenci, Alessandro
A2 - Sakti, Sakriani
A2 - Xue, Nianwen
PB - European Language Resources Association (ELRA)
Y2 - 20 May 2024 through 25 May 2024
ER -