TY - GEN
T1 - Through the Lens of Split Vote
T2 - 62nd Annual Meeting of the Association for Computational Linguistics, ACL 2024
AU - Xu, Shanshan
AU - Santosh, T. Y.S.S.
AU - Ichim, Oana
AU - Plank, Barbara
AU - Grabmair, Matthias
N1 - Publisher Copyright:
© 2024 Association for Computational Linguistics.
PY - 2024
Y1 - 2024
N2 - In legal decisions, split votes (SV) occur when judges cannot reach a unanimous decision, posing a difficulty for lawyers who must navigate diverse legal arguments and opinions. In high-stakes domains, understanding the alignment of perceived difficulty between humans and AI systems is crucial to build trust. However, existing NLP calibration methods focus on a classifier's awareness of predictive performance, measured against the human majority class, overlooking inherent human label variation (HLV). This paper explores split votes as naturally observable human disagreement and value pluralism. We collect judges' vote distributions from the European Court of Human Rights (ECHR), and present SV-ECHR a case outcome classification (COC) dataset with SV information. We build a taxonomy of disagreement with SV-specific subcategories. We further assess the alignment of perceived difficulty between models and humans, as well as confidence- and human-calibration of COC models. We observe limited alignment with the judge vote distribution. To our knowledge, this is the first systematic exploration of calibration to human judgements in legal NLP. Our study underscores the necessity for further research on measuring and enhancing model calibration considering HLV in legal decision tasks.
AB - In legal decisions, split votes (SV) occur when judges cannot reach a unanimous decision, posing a difficulty for lawyers who must navigate diverse legal arguments and opinions. In high-stakes domains, understanding the alignment of perceived difficulty between humans and AI systems is crucial to build trust. However, existing NLP calibration methods focus on a classifier's awareness of predictive performance, measured against the human majority class, overlooking inherent human label variation (HLV). This paper explores split votes as naturally observable human disagreement and value pluralism. We collect judges' vote distributions from the European Court of Human Rights (ECHR), and present SV-ECHR a case outcome classification (COC) dataset with SV information. We build a taxonomy of disagreement with SV-specific subcategories. We further assess the alignment of perceived difficulty between models and humans, as well as confidence- and human-calibration of COC models. We observe limited alignment with the judge vote distribution. To our knowledge, this is the first systematic exploration of calibration to human judgements in legal NLP. Our study underscores the necessity for further research on measuring and enhancing model calibration considering HLV in legal decision tasks.
UR - http://www.scopus.com/inward/record.url?scp=85204473787&partnerID=8YFLogxK
M3 - Conference contribution
AN - SCOPUS:85204473787
T3 - Proceedings of the Annual Meeting of the Association for Computational Linguistics
SP - 199
EP - 216
BT - Long Papers
A2 - Ku, Lun-Wei
A2 - Martins, Andre F. T.
A2 - Srikumar, Vivek
PB - Association for Computational Linguistics (ACL)
Y2 - 11 August 2024 through 16 August 2024
ER -