Through the Lens of Split Vote: Exploring Disagreement, Difficulty and Calibration in Legal Case Outcome Classification

Shanshan Xu, T. Y.S.S. Santosh, Oana Ichim, Barbara Plank, Matthias Grabmair

Research output: Chapter in Book/Report/Conference proceedingConference contributionpeer-review

Abstract

In legal decisions, split votes (SV) occur when judges cannot reach a unanimous decision, posing a difficulty for lawyers who must navigate diverse legal arguments and opinions. In high-stakes domains, understanding the alignment of perceived difficulty between humans and AI systems is crucial to build trust. However, existing NLP calibration methods focus on a classifier's awareness of predictive performance, measured against the human majority class, overlooking inherent human label variation (HLV). This paper explores split votes as naturally observable human disagreement and value pluralism. We collect judges' vote distributions from the European Court of Human Rights (ECHR), and present SV-ECHR a case outcome classification (COC) dataset with SV information. We build a taxonomy of disagreement with SV-specific subcategories. We further assess the alignment of perceived difficulty between models and humans, as well as confidence- and human-calibration of COC models. We observe limited alignment with the judge vote distribution. To our knowledge, this is the first systematic exploration of calibration to human judgements in legal NLP. Our study underscores the necessity for further research on measuring and enhancing model calibration considering HLV in legal decision tasks.

Original languageEnglish
Title of host publicationLong Papers
EditorsLun-Wei Ku, Andre F. T. Martins, Vivek Srikumar
PublisherAssociation for Computational Linguistics (ACL)
Pages199-216
Number of pages18
ISBN (Electronic)9798891760943
StatePublished - 2024
Event62nd Annual Meeting of the Association for Computational Linguistics, ACL 2024 - Bangkok, Thailand
Duration: 11 Aug 202416 Aug 2024

Publication series

NameProceedings of the Annual Meeting of the Association for Computational Linguistics
Volume1
ISSN (Print)0736-587X

Conference

Conference62nd Annual Meeting of the Association for Computational Linguistics, ACL 2024
Country/TerritoryThailand
CityBangkok
Period11/08/2416/08/24

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