TY - JOUR
T1 - Provably Safe Reinforcement Learning via Action Projection Using Reachability Analysis and Polynomial Zonotopes
AU - Kochdumper, Niklas
AU - Krasowski, Hanna
AU - Wang, Xiao
AU - Bak, Stanley
AU - Althoff, Matthias
N1 - Publisher Copyright:
© 2022 IEEE.
PY - 2023
Y1 - 2023
N2 - While reinforcement learning produces very promising results for many applications, its main disadvantage is the lack of safety guarantees, which prevents its use in safety-critical systems. In this work, we address this issue by a safety shield for nonlinear continuous systems that solve reach-avoid tasks. Our safety shield prevents applying potentially unsafe actions from a reinforcement learning agent by projecting the proposed action to the closest safe action. This approach is called action projection and is implemented via mixed-integer optimization. The safety constraints for action projection are obtained by applying parameterized reachability analysis using polynomial zonotopes, which enables to accurately capture the nonlinear effects of the actions on the system. In contrast to other state-of-the-art approaches for action projection, our safety shield can efficiently handle input constraints and dynamic obstacles, eases incorporation of the spatial robot dimensions into the safety constraints, guarantees robust safety despite process noise and measurement errors, and is well suited for high-dimensional systems, as we demonstrate on several challenging benchmark systems.
AB - While reinforcement learning produces very promising results for many applications, its main disadvantage is the lack of safety guarantees, which prevents its use in safety-critical systems. In this work, we address this issue by a safety shield for nonlinear continuous systems that solve reach-avoid tasks. Our safety shield prevents applying potentially unsafe actions from a reinforcement learning agent by projecting the proposed action to the closest safe action. This approach is called action projection and is implemented via mixed-integer optimization. The safety constraints for action projection are obtained by applying parameterized reachability analysis using polynomial zonotopes, which enables to accurately capture the nonlinear effects of the actions on the system. In contrast to other state-of-the-art approaches for action projection, our safety shield can efficiently handle input constraints and dynamic obstacles, eases incorporation of the spatial robot dimensions into the safety constraints, guarantees robust safety despite process noise and measurement errors, and is well suited for high-dimensional systems, as we demonstrate on several challenging benchmark systems.
KW - Action projection
KW - reach-avoid problems
KW - reachability analysis
KW - reinforcement learning
UR - http://www.scopus.com/inward/record.url?scp=85161639642&partnerID=8YFLogxK
U2 - 10.1109/OJCSYS.2023.3256305
DO - 10.1109/OJCSYS.2023.3256305
M3 - Article
AN - SCOPUS:85161639642
SN - 2694-085X
VL - 2
SP - 79
EP - 92
JO - IEEE Open Journal of Control Systems
JF - IEEE Open Journal of Control Systems
ER -