TY - GEN
T1 - Ensemble Probabilistic Model Predictive Safety Certification for Learning-Based Control
AU - Guzelkaya, Nehir
AU - Gronauer, Sven
AU - Diepold, Klaus
N1 - Publisher Copyright:
© 2024 IEEE.
PY - 2024
Y1 - 2024
N2 - Despite the proven efficacy of learning-based control schemes, the absence of safety guarantees prevents their deployment in many applications. This paper addresses this problem by introducing a novel safety certification framework that leverages the principles of stochastic model predictive control. Our proposed framework modifies the actions taken by a learning-based controller in a minimally invasive fashion to enable non-conservative decision-making with adjustable safety levels for systems subject to additive unbounded noise. In addition to that, an ensemble of probabilistic neural networks is used to model the unknown aspects of the system dynamics. In situations where the proposed safety certification fails to find solutions, a constraint satisfaction probability maximizing backup algorithm is proposed. Finally, the efficacy of the proposed safety certification framework in reducing the number of violations is shown through simulations of reinforcement learning within a range of diverse environments.
AB - Despite the proven efficacy of learning-based control schemes, the absence of safety guarantees prevents their deployment in many applications. This paper addresses this problem by introducing a novel safety certification framework that leverages the principles of stochastic model predictive control. Our proposed framework modifies the actions taken by a learning-based controller in a minimally invasive fashion to enable non-conservative decision-making with adjustable safety levels for systems subject to additive unbounded noise. In addition to that, an ensemble of probabilistic neural networks is used to model the unknown aspects of the system dynamics. In situations where the proposed safety certification fails to find solutions, a constraint satisfaction probability maximizing backup algorithm is proposed. Finally, the efficacy of the proposed safety certification framework in reducing the number of violations is shown through simulations of reinforcement learning within a range of diverse environments.
UR - http://www.scopus.com/inward/record.url?scp=85205677977&partnerID=8YFLogxK
U2 - 10.1109/ICIEA61579.2024.10664752
DO - 10.1109/ICIEA61579.2024.10664752
M3 - Conference contribution
AN - SCOPUS:85205677977
T3 - 2024 IEEE 19th Conference on Industrial Electronics and Applications, ICIEA 2024
BT - 2024 IEEE 19th Conference on Industrial Electronics and Applications, ICIEA 2024
PB - Institute of Electrical and Electronics Engineers Inc.
T2 - 19th IEEE Conference on Industrial Electronics and Applications, ICIEA 2024
Y2 - 5 August 2024 through 8 August 2024
ER -